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Soft dollar
Results: 196

#	Item
111	March 24, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-05 14:52:58 Finance Institutional investors Collective investment schemes Soft dollar Financial adviser Mutual fund scandal Mutual fund Pension Hedge fund Financial economics Investment Financial services
112	Microsoft Word - RecaptureProgramsADVFINAL.doc Add to Reading List Source URL: www.gfoa.org Language: English - Date: 2014-05-07 17:46:34 Business Financial services Financial markets Soft dollar Brokerage firm Financial adviser Broker-dealer Pension Short Financial economics Finance Investment
113	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-13 11:47:11 Economics Soft dollar Fidelity Investments Brokerage firm Financial adviser Securities Exchange Act Barter Prime brokerage Business Finance Financial economics
114	ETRADE Financial Corporation on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English* - Date: 2005-11-29 15:09:06 Soft dollar Commission sharing agreement Brokerage firm U.S. Securities and Exchange Commission Investment banking Money Financial economics Finance Financial services Business
115	Consumer Federation of America and Fund Democracy on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-25 14:22:34 Financial services Investment Soft dollar Financial markets Hedge fund Short Fiduciary Financial economics Finance Business
116	Mellon Financial Corporation on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-07 17:18:36 Business Money Soft dollar Charles Schwab Corporation Prime brokerage Investment Advisor Financial adviser Securities Investor Protection Corporation Citigroup Finance Financial economics Investment
117	Bill George Encino, CA September 5, 2008 Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-09 12:27:39 Soft dollar Money Financial adviser Merrill Lynch U.S. Securities and Exchange Commission Investment banking Brokerage firm Discount brokerage Selling away Finance Business Financial economics
118	October 1, 2008 Florence E. Harmon Acting Secretary Securities and Exchange Commission 100 F Street NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-01 15:41:05 Finance Trade associations Institutional investors Soft dollar Financial adviser Securities Industry and Financial Markets Association Mutual fund Investment management Investment Adviser Association Financial economics Investment Financial services
119	Microsoft Word - Integrity Research Comment S7[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-02 11:39:27 Business Soft dollar United States securities law Hedge fund U.S. Securities and Exchange Commission Financial adviser Christopher Cox Investment Company Act Financial economics Finance Investment
120	October 1, 2008 Via Electronic Filing Ms. Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-02 11:02:49 Investment Adviser Association Financial economics Financial adviser Investment Advisers Act Soft dollar Investment Advisor U.S. Securities and Exchange Commission Christopher Cox Finance Business Money

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